Test on Anti-Money Laundering 2024_历史项目_免费模板

Which international body sets international standards for combating money laundering?

a) World Bank

b) International Monetary Fund (IMF)

c) Financial Action Task Force (FATF)

d) United Nations (UN)

What is the maximum penalty for an offense of contravening a specified provision in the AMLO with the intent to defraud any authority?

a) Imprisonment of 2 years and a fine of HK$1 million

b) Imprisonment of 7 years and a fine of HK$1 million

c) Imprisonment of 14 years and a fine of HK$5 million

d) Imprisonment of 3 months and a fine of HK$50,000

What is the primary SFC guideline related to AML/CFT?

a) Guideline on Anti-Money Laundering and Counter-Financing of Terrorism

b) Guideline on Customer Due Diligence

c) Guideline on Record Retention

d) Guideline on Third-Party Deposits and Payments

Risk assessment, client acceptance and ongoing monitoring are NOT the key AML/KYC procedures mentioned in the BOSCI Anti-Money Laundering Manual?

a) True

b) False

The frequency of BOSCI should review the Institutional Risk Assessment (IRA) with material impact on the firm’s business and risk exposure is:

a) at least every 6 months

b) at least every 1 years

c) at least every 2 years

d) at least every 3 years

Test on Anti-Money Laundering 2024